£90000 - £100000 per annum + + Bonus & Benefits
2 months ago
Compliance Advisory - Asset Management - London
My client, an established Asset Manager, is looking for a Compliance Adviser.
The role will work closely with the Head of Compliance to manage the day to day compliance activities across multiple business lines and advising teams across Surveillance, Regulatory Change, FCA conduct on how analyse and implement policy changes across the organisation.
Candidates will need:
- A strong background in Asset management or buy side organisation
- Previous experience implementing advisory aspects across the buy side
- Strong knowledge of Financial Services legislation
- Knowledge of FCA and PRA handbook
- Ability to work with multiple stakeholders across a range of business lines