Compliance Advisory - Asset Management - London

Compliance Advisory - Asset Management - London

  • Location

    London, England

  • Sector:

    Risk & Compliance

  • Job type:


  • Salary:

    £90000 - £100000 per annum + + Bonus & Benefits

  • Contact:

    Russell Rose

  • Contact email:

  • Job ref:


  • Published:

    11 months ago

  • Expiry date:


  • Startdate:

    1-4 Weeks

  • Consultant:


Compliance Advisory - Asset Management - London

My client, an established Asset Manager, is looking for a Compliance Adviser.

The role will work closely with the Head of Compliance to manage the day to day compliance activities across multiple business lines and advising teams across Surveillance, Regulatory Change, FCA conduct on how analyse and implement policy changes across the organisation.

Candidates will need:

  • A strong background in Asset management or buy side organisation
  • Previous experience implementing advisory aspects across the buy side
  • Strong knowledge of Financial Services legislation
  • Knowledge of FCA and PRA handbook
  • Ability to work with multiple stakeholders across a range of business lines